Compliance Services
Navigating the ever-evolving legal landscape can be a daunting task. Our dedicated team of legal experts is here to guide you through the intricacies of compliance, offering tailored solutions to ensure your business operations align seamlessly with local and international regulations. From risk assessments to policy development and implementation, Call Centre Quality Assurance Monitoring, we’ve got you covered.
COMPLIANCE SERVICES
- Providing end to end compliance services from regulatory universe to independent audit or review assessments.
- Reviewing drafting, or amending if key risk documentation (policies, risk assessments, compliance risk management plans, frameworks, compliance plans)
- Development and implementation of compliance manual, monitoring programmes, frameworks, compliance risk management plans, policies and procedures
- Independent Compliance reviews and inspection readiness audits.
- Compliance health checks, reviewing systems and controls, policy and process development, risk management and documentary evidence to ensure regulatory compliance
- Compliance advisory on complex compliance, strategic or operational business matters
- Engagement and facilitation with regulators and Ombudsman such as NCR, FSCA, CIPC, OSTI, Credit Ombud, FAIS Ombud, Information Regulator
- Training and competence
- Business Continuity Plans
FAIS Compliance
- Adhering to Fit & Proper requirements
- Implementation of a compliance framework
- Project implementations
- Conducting regular onsite assessments
- Reporting of non-compliance with the view to remediate
- Non-compliance remediation
- Development and implementation of policies and standard operating procedures
- Conduct periodic Risk Assessments
- Customisation of documents and templates for the business
- Provide regulatory updates and assist with implementation
- Change Management
FICA Compliance
- Guiding and advising Accountable Institutions
- Implementation of a compliance framework on a risk based approach
- Project implementations
- Conducting regular onsite assessments
- Reporting of non-compliance with the view to remediate
- Non-compliance remediation and recommendations
- Development, implementation and review of policies, RMCP and standard operating procedures
- Assist with advice and implementation FICA requirements such as CDD, EDD and Beneficial Owners
- Due Diligence Screening and Reports– PEP, Close Associates, Adverse Media, Sanctions with a leading global system
- Employee Checks
- Development and Reviewing of Employee Screening Policies and Processes
- Conduct periodic Risk Assessments and Inspection Readiness Assessments
- Customisation of documents and templates for the business
- Provide regulatory updates and assist with implementation
- Change Management
POPIA and Data Privacy Compliance
- Your POPIA Specialist
- Review of your company’s administration and Implementation of a compliance framework
- Project implementations and privacy impact assessments
- Conducting regular onsite assessments
- Reporting of non-compliance with the view to remediate
- Non-compliance remediation and recommendations
- Development, implementation and review of policies (Website terms and conditions, Terms of Use, Disclaimers, Privacy Policy) and standard operating data security procedures
- Assist with advice and implementation of POPIA requirements to safeguard your business
- Conduct Risk Assessments
- Customisation of documents and templates for the business
- Provide regulatory updates and assist with implementation
- Delegation to be appointed as the Information Officer to your organisation
- Information Regulator Engagement
- Change Management
- Recommendations on Promotion of Access to Information (PAIA) Processes
Treating Clients Fairly (TCF) Compliance
- Implementation of a compliance framework in preparation for COFI Bill
- Project implementations
- Conducting regular onsite assessments
- Reporting of non-compliance with the view to remediate
- Non-compliance remediation
- Development, implementation and review of policies and standard operating procedures
- Assist with advice and implementation of TCF requirements
- Conduct periodic Risk Assessments
- Customisation of documents and templates for the business
- Provide regulatory updates and assist with implementation
- Change Management